Securities Industry and Financial Markets Association - PDFSEARCH.IO - Document Search Engine

Securities Industry and Financial Markets Association
Results: 602

#	Item
21	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets
22	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMay 22, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Con Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-22 15:49:38 Stock market Financial markets Self-regulatory organizations Municipal Securities Rulemaking Board Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Electronic Municipal Market Access Security Financial economics Finance Investment
23	LEI: Securing the future of global risk management. GLEIF 2015 Meet The Market Event \| New York City, NY \| Add to Reading List Source URL: www.gleif.org Language: English - Date: 2015-06-17 10:48:33 Securities Financial markets Bonds Securities Industry and Financial Markets Association Lei Depository Trust & Clearing Corporation Financial economics Financial system Finance
24	A Guide to Private Equity BVCA mission statement The BVCA represents private equity and venture capital in the UK and is devoted to promoting the private equity industry and improving the performance and professional s Add to Reading List Source URL: www.bplans.co.uk Language: English - Date: 2012-01-09 00:34:46 Private equity Financial markets Equity securities Venture capital Equity Financial services Private equity in the 2000s Indian Venture Capital Association Financial economics Investment Finance
25	Charles Langhoff, Vice President Terry Kraser, Vice Senior Add to Reading List Source URL: 74.93.24.17 Language: English - Date: 2015-06-03 13:59:55 Interest rates Price indices Economic indicators Markit Group Deflator Inflation Securities Industry and Financial Markets Association Personal consumption expenditures price index Libor Economics Financial economics Terminology
26	Election Cycle March 18, 2015 Wall Street Money in Washington Add to Reading List Source URL: ourfinancialsecurity.org Language: English - Date: 2015-03-19 11:34:45 Financial economics Center for Responsive Politics Political action committee United States Chamber of Commerce Lobbying Securities Industry and Financial Markets Association Campaign finance in the United States United States Congress Trade association Lobbying in the United States Politics of the United States Politics
27	Microsoft Word - Bentsen-BPC-Remarksdocx Add to Reading List Source URL: www.sifma.org Language: English - Date: 2015-05-27 11:07:39 Law Financial adviser Fiduciary Investment Advisor Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Registered Investment Advisor Investment Policy Statement Finance Financial economics Business
28	10 September 2014 CBRF: Supporting cross-border investment and growth LETTER TO G20 On behalf of the Cross-Border Regulation Forum (CBRF), we very much welcome the efforts made by policymakers and regulators around the w Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-09-11 01:01:55 Financial markets Financial system Financial regulation International Organization of Securities Commissions Securities Industry and Financial Markets Association ICMA Securities Commission Korea Financial Investment Association Capital market Financial economics Trade associations Finance
29	January 4, 2007 Professor Hal S. Scott Nomura Professor of International Financial Systems and Director of the Committee on Capital Markets Regulation Harvard Law School Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-01-20 01:20:02 Financial system Trade associations Financial markets Financial regulation Stock market Securities Industry and Financial Markets Association ICMA Capital market Regulation Financial economics Securities Investment
30	April 2, 2015 Ms. Jill M. Peterson Assistant Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-02 10:17:45 Securities Financial markets Self-regulatory organizations Stock market Depository Trust & Clearing Corporation Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Exchange Act LCH.Clearnet Financial economics Financial system Finance

UPDATE